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At MacKay LLP, our knowledge of the investment and financial services industry is based on many years of experience with clients in both the debt and equity marketplace in Canada. We are among a number of select professional firms registered as panel auditors with the Investment Industry Regulatory Organization of Canada (IIROC). This enables MacKay LLP to audit Canadian registered investment dealers.

Our familiarity working with this industry enables us to help you navigate improvements to your compliance needs and ensure you meet all of your financial reporting and regulatory requirements. Additionally, we can expertly deal with taxation issues unique to your business and help you meet your reporting requirements as well as improve your internal controls.

Just a few of the areas we currently serve include:

  • Insurance;
  • Mortgage corporations;
  • Investment; and
  • Security brokers and dealers.

 For more information on how we can assist businesses within the financial services sector, please contact your local MacKay LLP office.